The Surge

BY Herschel Smith
15 years, 9 months ago

Senator John McCain is being taken to task for alleged discrepancies in his surge narrative.  Joe Conason with Salon has recently discussed “McCain’s embarrassing assertion that the Sunni insurgency’s turn toward the U.S. and away from al-Qaida came because of the surge.”  Conason’s discussion is pedestrian and rather boring, but a more sophisticated hit job is being proffered by Professor Colin Kahl – now advisor to Barack Obama – entitled When to Leave Iraq.

I will only deal with one major aspect of the commentary, that being his citation of Major Niel Smith’s paper and the alleged obsession of the Anbar tribes with the stateside talk of withdrawal.  According to Kahl, “In short, contrary to the Bush administration’s claims, the Awakening began before the surge and was driven in part by Democratic pressure to withdraw.”

Whether anyone in the administration ever claimed that the surge drove the tribal awakening is beyond the scope of the discussion here (and really is quite irrelevant).  What is more important is the order of things and how the surge played a role in the stabilization of Iraq.  Unlike Professor Kahl, I had an opportunity to review a pre-publication version of Major Smith’s paper.  Major Smith forwarded his paper to me, probably as a result of many exchanges Smith and I had over e-mail and also in discussion threads at the Small Wars Council.  I am a student of the campaign for Anbar (because of my son’s deployment to Fallujah), and Major Smith (himself more than just a student – a veteran of the campaign in Ramadi) and I have had some interesting and spirited discussions.

For some reason, Professor Kahl didn’t link Smith’s Leavenworth paper Anbar Awakens: The Tipping Point.  Had his readers been given the opportunity to read Smith’s paper, they might have come away with a somewhat more nuanced understanding of the campaign than Kahl did.  While the observations of Captain Travis Patriquin were important, there were also the other aspects of the Anbar campaign that focused more heavily in kinetic operations.

Winning Anbar can properly be said to have been Diplomacy with a Gun.  Even Sheikh Abdul Sattar Abu Risha, leader of the awakening movement, had to have his smuggling lines cut by kinetic operations by U.S. forces before he “saw the light” and sided with the U.S.  As one essential element of the campaign, security had to exist as the basis for any meaningful exchange between the U.S. and the tribes.

MacFarland says he soon realized the key was to win over the tribal leaders, or sheiks.

“The prize in the counterinsurgency fight is not terrain,” he says. “It’s the people. When you’ve secured the people, you have won the war. The sheiks lead the people.”

But the sheiks were sitting on the fence.

They were not sympathetic to al-Qaeda, but they tolerated its members, MacFarland says.

The sheiks’ outlook had been shaped by watching an earlier clash between Iraqi nationalists — primarily former members of Saddam Hussein’s ruling Baath Party — and hard-core al-Qaeda operatives who were a mix of foreign fighters and Iraqis. Al-Qaeda beat the nationalists. That rattled the sheiks.

“Al-Qaeda just mopped up the floor with those guys,” he says.

“We get there in late May and early June 2006, and the tribes are on the sidelines. They’d seen the insurgents take a beating. After watching that, they’re like, ‘Let’s see which way this is going to go.’ “

This understanding should be coupled with even more nuanced and adaptable versions of counterinsurgency, such as the use of sand berms around Haditha (that I discussed a year and a half ago) to prevent the influx of Syrian fighters, along with coercive pressure on the tribal leaders.  While Major Smith is right in his assertion that tactics in Ramadi were prototypes of counterinsurgency that were used elsewhere in Anbar, Ramadi didn’t mark the first time counterinsurgency was practiced in Anbar.

The Military Channel recently played a narrated movie entitled Alpha Company: Iraq Diary, by filmmaker Gordon Forbes (a series my friend Bill Ardolino had the good sense to recommend long before I did).  This lengthy series is well worth the study time, and shows a very sophisticated application of counterinsurgency even as early as 2005 in and around Fallujah.  It shows a closer focus on “knock and talks,” intelligence driven raids and other aspects of soft counterinsurgency than implemented even later in other parts of Anbar.

In fact, Operation Alljah in Fallujah in 2007 involved more kinetic engagements than Alpha Company’s operations did two years earlier (much of 2/6 Golf Company earned their combat action ribbons within six days of leaving Camp Lejeune for Fallujah, and continued to engage in heavy kinetics through the summer).  This is not by accident.  The practice of counterinsurgency for two years running in the Anbar Province, including not only Major Smith’s operations in Ramadi but also all of the other aspects discussed above, drove al Qaeda and the remaining indigenous insurgency into the Fallujah area of operations in early 2007.  In short, two years of counterinsurgency was successful, setting up the operations in Fallujah in 2007.

Operation Alljah involved not only heavy kinetics, but also the implementation of gated communities, biometrics, and block captains (or muktars).  The remaining indigenous insurgency stood down and returned to their homes throughout Anbar upon heavy kinetic engagements, while al Qaeda stood their ground and died or fled Northwest to the Diyala Province (or towards Mosul).

This is where the surge came in.  The increase in troop commitments in and around Baghdad, along with intelligence-driven raids and constant contact with the population, made it impossible for al Qaeda to seek safe haven in Baghdad.  Many al Qaeda fighters died in Fallujah in the summer of 2007, and thus Anbar was essentially won with the last major Marine Corps operation in Anbar having been successful.

The Anbar campaign was in many ways a precursor to and the formative basis for the surge and security plan, but given the proximate need of each one for the other in order to finish al Qaeda in the South and West, they were symbiotically connected and essentially coupled.

Perhaps professor Kahl didn’t find it convenient to contact Major Smith before publication of his commentary on withdrawal from Iraq to see what Smith thought of the surge.  Smith answers it for us anyway.

As a personal opinion, I doubt that we would have had the flexibility to break Baghdad’s “cycle of violence” without the addition of extra troops, combined with a coherent and synchronized operational plan based off of organizational learning. The Awakening probably would have occurred in Anbar regardless, but I doubt it could have spread into the “Sons of Iraq” movement without the addition of troops to mitigate the sectarian cycle of violence combined with evolved COIN practices (the above plus things like gated communities in B’Dad).

Whether gated communities in Fallujah and Baghdad, biometrics throughout Anbar and Baghdad, payment for the services Sons of Iraq, hard core kinetic engagements in Fallujah in the summer of 2007 and throughout 2005 – 2007 in Ramadi, sand berms around Haditha, the proximity of troops in Baghdad preventing al Qaeda from garrisoning in Baghdad, air power and intelligence driven raids, or other complicated aspects of counterinsurgency, the fact of the matter is that this conversation is one that many of us have had for a very long time now.  Counterinsurgency is a very complicated affair, and lifting one aspect of it out of context and elevating it to a position of exclusive use is for dolts.

In the future you will likely hear that the talk of withdrawal caused the tribal awakening, the surge wasn’t necessary, and support for it was mistaken.  When you hear this, rest assurred that it is based on information that was lifted out of context and for which there is no backdrop.  Professor Kahl liked citing Major Smith’s paper on the issue of withdrawal being pressure on the tribal leaders.

It was easy, however, to avoid the other parts of the paper that didn’t fit into his neatly outlined narrative, like Smith’s edict “Never stop looking for another way to attack the enemy.”  While Smith contributed to Operation Iraqi Freedom and I sent a son to fight there, Kahl is about two years too late to make any sort of meaningful contribution to understanding the campaign.  For this reason, Barack Obama’s understanding of the campaign is hopelessly impoverished.

Trackbacks & Pingbacks


Comments

  1. On July 29, 2008 at 1:11 am, GI said:

    Herschel as always excellent article however don’t expect facts to change one’s political views of the surge. For some crediting the military with implementing a successful counterinsurgency in Iraq would feel like they are crediting President Bush with something which they cannot bring themselves to do.

    While the full scope of what was happening in Iraq in regards to the tribal awakening and the surge has long been described and discussed on great sites like this, Bill Roggio, Michael Yon, Small Wars Journal, etc. the political left is now trying to rewrite the history of what happened in Iraq to discredit the efforts of the US military. I am pretty sure that Kahl knew full well the full context of MAJ Smith’s paper but intentionally quoted it out of context in order to score political points. The fact that Obama is receiving advice from such a person is unfortunate.

  2. On July 29, 2008 at 10:09 am, Mark Eichenlaub said:

    Nice post Mr. Smith.

RSS feed for comments on this post. TrackBack URL

Leave a comment


You are currently reading "The Surge", entry #1217 on The Captain's Journal.

This article is filed under the category(s) Counterinsurgency,Iraq,The Surge and was published July 28th, 2008 by Herschel Smith.

If you're interested in what else the The Captain's Journal has to say, you might try thumbing through the archives and visiting the main index, or; perhaps you would like to learn more about TCJ.

26th MEU (10)
Abu Muqawama (12)
ACOG (2)
ACOGs (1)
Afghan National Army (36)
Afghan National Police (17)
Afghanistan (704)
Afghanistan SOFA (4)
Agriculture in COIN (3)
AGW (1)
Air Force (40)
Air Power (10)
al Qaeda (83)
Ali al-Sistani (1)
America (22)
Ammunition (277)
Animals (285)
Ansar al Sunna (15)
Anthropology (3)
Antonin Scalia (1)
AR-15s (373)
Arghandab River Valley (1)
Arlington Cemetery (2)
Army (86)
Assassinations (2)
Assault Weapon Ban (28)
Australian Army (7)
Azerbaijan (4)
Backpacking (3)
Badr Organization (8)
Baitullah Mehsud (21)
Basra (17)
BATFE (220)
Battle of Bari Alai (2)
Battle of Wanat (18)
Battle Space Weight (3)
Bin Laden (7)
Blogroll (3)
Blogs (24)
Body Armor (23)
Books (3)
Border War (18)
Brady Campaign (1)
Britain (38)
British Army (35)
Camping (5)
Canada (17)
Castle Doctrine (1)
Caucasus (6)
CENTCOM (7)
Center For a New American Security (8)
Charity (3)
China (16)
Christmas (16)
CIA (30)
Civilian National Security Force (3)
Col. Gian Gentile (9)
Combat Outposts (3)
Combat Video (2)
Concerned Citizens (6)
Constabulary Actions (3)
Coolness Factor (3)
COP Keating (4)
Corruption in COIN (4)
Council on Foreign Relations (1)
Counterinsurgency (218)
DADT (2)
David Rohde (1)
Defense Contractors (2)
Department of Defense (210)
Department of Homeland Security (26)
Disaster Preparedness (5)
Distributed Operations (5)
Dogs (15)
Donald Trump (27)
Drone Campaign (4)
EFV (3)
Egypt (12)
El Salvador (1)
Embassy Security (1)
Enemy Spotters (1)
Expeditionary Warfare (17)
F-22 (2)
F-35 (1)
Fallujah (17)
Far East (3)
Fathers and Sons (2)
Favorite (1)
Fazlullah (3)
FBI (39)
Featured (189)
Federal Firearms Laws (18)
Financing the Taliban (2)
Firearms (1,768)
Football (1)
Force Projection (35)
Force Protection (4)
Force Transformation (1)
Foreign Policy (27)
Fukushima Reactor Accident (6)
Ganjgal (1)
Garmsir (1)
general (15)
General Amos (1)
General James Mattis (1)
General McChrystal (44)
General McKiernan (6)
General Rodriguez (3)
General Suleimani (9)
Georgia (19)
GITMO (2)
Google (1)
Gulbuddin Hekmatyar (1)
Gun Control (1,639)
Guns (2,308)
Guns In National Parks (3)
Haditha Roundup (10)
Haiti (2)
HAMAS (7)
Haqqani Network (9)
Hate Mail (8)
Hekmatyar (1)
Heroism (4)
Hezbollah (12)
High Capacity Magazines (16)
High Value Targets (9)
Homecoming (1)
Homeland Security (3)
Horses (2)
Humor (72)
Hunting (33)
ICOS (1)
IEDs (7)
Immigration (108)
India (10)
Infantry (4)
Information Warfare (4)
Infrastructure (4)
Intelligence (23)
Intelligence Bulletin (6)
Iran (171)
Iraq (379)
Iraq SOFA (23)
Islamic Facism (64)
Islamists (98)
Israel (19)
Jaish al Mahdi (21)
Jalalabad (1)
Japan (3)
Jihadists (81)
John Nagl (5)
Joint Intelligence Centers (1)
JRTN (1)
Kabul (1)
Kajaki Dam (1)
Kamdesh (9)
Kandahar (12)
Karachi (7)
Kashmir (2)
Khost Province (1)
Khyber (11)
Knife Blogging (7)
Korea (4)
Korengal Valley (3)
Kunar Province (20)
Kurdistan (3)
Language in COIN (5)
Language in Statecraft (1)
Language Interpreters (2)
Lashkar-e-Taiba (2)
Law Enforcement (6)
Lawfare (14)
Leadership (6)
Lebanon (6)
Leon Panetta (2)
Let Them Fight (2)
Libya (14)
Lines of Effort (3)
Littoral Combat (8)
Logistics (50)
Long Guns (1)
Lt. Col. Allen West (2)
Marine Corps (280)
Marines in Bakwa (1)
Marines in Helmand (67)
Marjah (4)
MEDEVAC (2)
Media (68)
Medical (146)
Memorial Day (6)
Mexican Cartels (41)
Mexico (61)
Michael Yon (6)
Micromanaging the Military (7)
Middle East (1)
Military Blogging (26)
Military Contractors (5)
Military Equipment (25)
Militia (9)
Mitt Romney (3)
Monetary Policy (1)
Moqtada al Sadr (2)
Mosul (4)
Mountains (25)
MRAPs (1)
Mullah Baradar (1)
Mullah Fazlullah (1)
Mullah Omar (3)
Musa Qala (4)
Music (25)
Muslim Brotherhood (6)
Nation Building (2)
National Internet IDs (1)
National Rifle Association (95)
NATO (15)
Navy (30)
Navy Corpsman (1)
NCOs (3)
News (1)
NGOs (3)
Nicholas Schmidle (2)
Now Zad (19)
NSA (3)
NSA James L. Jones (6)
Nuclear (62)
Nuristan (8)
Obama Administration (221)
Offshore Balancing (1)
Operation Alljah (7)
Operation Khanjar (14)
Ossetia (7)
Pakistan (165)
Paktya Province (1)
Palestine (5)
Patriotism (7)
Patrolling (1)
Pech River Valley (11)
Personal (72)
Petraeus (14)
Pictures (1)
Piracy (13)
Pistol (4)
Pizzagate (21)
Police (648)
Police in COIN (3)
Policy (15)
Politics (970)
Poppy (2)
PPEs (1)
Prisons in Counterinsurgency (12)
Project Gunrunner (20)
PRTs (1)
Qatar (1)
Quadrennial Defense Review (2)
Quds Force (13)
Quetta Shura (1)
RAND (3)
Recommended Reading (14)
Refueling Tanker (1)
Religion (492)
Religion and Insurgency (19)
Reuters (1)
Rick Perry (4)
Rifles (1)
Roads (4)
Rolling Stone (1)
Ron Paul (1)
ROTC (1)
Rules of Engagement (75)
Rumsfeld (1)
Russia (37)
Sabbatical (1)
Sangin (1)
Saqlawiyah (1)
Satellite Patrols (2)
Saudi Arabia (4)
Scenes from Iraq (1)
Second Amendment (668)
Second Amendment Quick Hits (2)
Secretary Gates (9)
Sharia Law (3)
Shura Ittehad-ul-Mujahiden (1)
SIIC (2)
Sirajuddin Haqqani (1)
Small Wars (72)
Snipers (9)
Sniveling Lackeys (2)
Soft Power (4)
Somalia (8)
Sons of Afghanistan (1)
Sons of Iraq (2)
Special Forces (28)
Squad Rushes (1)
State Department (23)
Statistics (1)
Sunni Insurgency (10)
Support to Infantry Ratio (1)
Supreme Court (53)
Survival (185)
SWAT Raids (57)
Syria (38)
Tactical Drills (38)
Tactical Gear (14)
Taliban (168)
Taliban Massing of Forces (4)
Tarmiyah (1)
TBI (1)
Technology (21)
Tehrik-i-Taliban (78)
Terrain in Combat (1)
Terrorism (96)
Thanksgiving (13)
The Anbar Narrative (23)
The Art of War (5)
The Fallen (1)
The Long War (20)
The Surge (3)
The Wounded (13)
Thomas Barnett (1)
Transnational Insurgencies (5)
Tribes (5)
TSA (24)
TSA Ineptitude (13)
TTPs (4)
U.S. Border Patrol (6)
U.S. Border Security (19)
U.S. Sovereignty (24)
UAVs (2)
UBL (4)
Ukraine (10)
Uncategorized (98)
Universal Background Check (3)
Unrestricted Warfare (4)
USS Iwo Jima (2)
USS San Antonio (1)
Uzbekistan (1)
V-22 Osprey (4)
Veterans (3)
Vietnam (1)
War & Warfare (412)
War & Warfare (41)
War Movies (4)
War Reporting (21)
Wardak Province (1)
Warriors (6)
Waziristan (1)
Weapons and Tactics (79)
West Point (1)
Winter Operations (1)
Women in Combat (21)
WTF? (1)
Yemen (1)

April 2024
March 2024
February 2024
January 2024
December 2023
November 2023
October 2023
September 2023
August 2023
July 2023
June 2023
May 2023
April 2023
March 2023
February 2023
January 2023
December 2022
November 2022
October 2022
September 2022
August 2022
July 2022
June 2022
May 2022
April 2022
March 2022
February 2022
January 2022
December 2021
November 2021
October 2021
September 2021
August 2021
July 2021
June 2021
May 2021
April 2021
March 2021
February 2021
January 2021
December 2020
November 2020
October 2020
September 2020
August 2020
July 2020
June 2020
May 2020
April 2020
March 2020
February 2020
January 2020
December 2019
November 2019
October 2019
September 2019
August 2019
July 2019
June 2019
May 2019
April 2019
March 2019
February 2019
January 2019
December 2018
November 2018
October 2018
September 2018
August 2018
July 2018
June 2018
May 2018
April 2018
March 2018
February 2018
January 2018
December 2017
November 2017
October 2017
September 2017
August 2017
July 2017
June 2017
May 2017
April 2017
March 2017
February 2017
January 2017
December 2016
November 2016
October 2016
September 2016
August 2016
July 2016
June 2016
May 2016
April 2016
March 2016
February 2016
January 2016
December 2015
November 2015
October 2015
September 2015
August 2015
July 2015
June 2015
May 2015
April 2015
March 2015
February 2015
January 2015
December 2014
November 2014
October 2014
September 2014
August 2014
July 2014
June 2014
May 2014
April 2014
March 2014
February 2014
January 2014
December 2013
November 2013
October 2013
September 2013
August 2013
July 2013
June 2013
May 2013
April 2013
March 2013
February 2013
January 2013
December 2012
November 2012
October 2012
September 2012
August 2012
July 2012
June 2012
May 2012
April 2012
March 2012
February 2012
January 2012
December 2011
November 2011
October 2011
September 2011
August 2011
July 2011
June 2011
May 2011
April 2011
March 2011
February 2011
January 2011
December 2010
November 2010
October 2010
September 2010
August 2010
July 2010
June 2010
May 2010
April 2010
March 2010
February 2010
January 2010
December 2009
November 2009
October 2009
September 2009
August 2009
July 2009
June 2009
May 2009
April 2009
March 2009
February 2009
January 2009
December 2008
November 2008
October 2008
September 2008
August 2008
July 2008
June 2008
May 2008
April 2008
March 2008
February 2008
January 2008
December 2007
November 2007
October 2007
September 2007
August 2007
July 2007
June 2007
May 2007
April 2007
March 2007
February 2007
January 2007
December 2006
November 2006
October 2006
September 2006
August 2006
July 2006
June 2006
May 2006

about · archives · contact · register

Copyright © 2006-2024 Captain's Journal. All rights reserved.